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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-02-24
  • MD RA
    APPROVED
    Since 2023-02-24

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

6 East Green Street, Westminster, MD 21157 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cabot Lodge Securities New York NY 06/2013 05/2020
Elite Estate Planners Llc Westminster MD 06/2017 05/2020
Coastal Equities, Inc. Wilmington DE 05/2020 02/2023
Coastal Investment Advisors Wilmington DE 05/2020 02/2023
Vanderbilt Securities, Llc Woodbury NY 02/2023 Present
Vanderbilt Advisory Services Woodbury NY 02/2023 Present
  • 06/2013 → 05/2020
    Cabot Lodge Securities
    New York, NY
  • 06/2017 → 05/2020
    Elite Estate Planners Llc
    Westminster, MD
  • 05/2020 → 02/2023
    Coastal Equities, Inc.
    Wilmington, DE
  • 05/2020 → 02/2023
    Coastal Investment Advisors
    Wilmington, DE
  • 02/2023 → Present
    Vanderbilt Securities, Llc
    Woodbury, NY
  • 02/2023 → Present
    Woodbury, NY
Previous Registrations
Other Businesses

1.Gardiner Insurance; direct seller of insurance; commission based compensation; 6-8 hours per week during normal business hours. 2. Gardiner Properties LLC, non-investment related,2709 Murkle Road, Westminster, MD 21158, real estate rental properties, Owner, 6-1-2016, 2 hours per weeks during non trading hours, own and operate rental properties. 3. Fixed Insurance sales. Not investment related. Start date;03/23/2023. Address: 66 East Main Street Suite 300C Westminster MD, 21157. Title: Owner. Duties: I will sell life insurance and fixed annuities to clients when appropriate. Time spent during regular hours: 10%. 4. Tax Services. Not investment related. Start date: 12/05/2024. Address: 6 East Green Street, Westminster MD, 21157. Title: Tax Preparer. Duties: Tax Services. Time spent during regular hours: 25%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-18
  • S66 Uniform Combined State Law Examination
    2001-10-18
Designations

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