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Paula Carolyn Stocker

D.A. Davidson & Co.

Bozeman, MT

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-21
MT RA APPROVED 2006-03-24
  • TX RA
    APPROVED_RES
    Since 2018-09-21
  • MT RA
    APPROVED
    Since 2006-03-24

Branch Locations

1101 E Main St, Suite 301, Bozeman, MT 59715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Bozeman MT 09/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-10
S63 Uniform Securities Agent State Law Examination 2001-06-13
  • S65 Uniform Investment Adviser Law Examination
    2006-03-10
  • S63 Uniform Securities Agent State Law Examination
    2001-06-13
Other Names
  • Paula C. Stocker

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · BOZEMAN, MT
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BITTERROOT CAPITAL ADVISORS LLC · BOZEMAN, MT
U.S. BANCORP ADVISORS, LLC · Bozeman, MT
MONTANA INVESTMENT ADVISORS INC · BOZEMAN, MT
EAGLE STRATEGIES LLC · BOZEMAN, MT
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