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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-02 |
| CA | RA | APPROVED | 2011-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Chandler | AZ | 02/2011 | Present |
| Charles Schwab Bank | Chandler | AZ | 01/2013 | Present |
| Gss West Llc | Maricopa | AZ | 11/2010 | Present |
(1) GSS WEST LLC, 44100 W. STONECREEK ROAD, MARICOPA, ARIZONA 85139, NOT INVESTMENT RELATED, 11/01/2010, PRESIDENT, DISTRIBUTOR OF SEALERS AND AUTOMOTIVE PRODUCTS, LESS THAN 20 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS. (2) TEMPE UNION SCHOOL DISTRICT; 08/19/2016; PHEONIX, ARIZONA; NOT INVESTMENT RELATED; EVENT WORKER; FOOTBALL CHAIN GANG; LESS THAN 20 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS. I'M ONLY COMPENSATED IN THE EVENT OF A PLAYOFF GAME.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-24 |
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