Christopher John Thomas

Employer firm

Align Wealth Management, LLC CRD 323615

$117M regulatory AUM 8 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 12/2022
  Vantage Wealth Management Llc
  San Mateo, CA
• 11/1997 → Present
  Thomas & Company Cpa
  San Jose, CA
• 09/2014 → 04/2020
  Lpl Financial Llc
  San Mateo, CA
• 09/2022 → Present
  Align Wealth Management, Llc
  San Jose, CA

Previous Registrations

• 2010-02-01 → 2022-12-31
  Vantage Wealth Management, Llc
  San Mateo, CA
• 2001-01-17 → 2010-02-08
  Securian Financial Services, Inc.
  San Jose, CA
  San Mateo, CA
  San Jose, CA
  San Mateo, CA
  San Jose, CA
  San Mateo, CA

Other Businesses

I am the Sole Owner of a CPA Firm. The Firm name is Thomas & Company, CPA, located in San Jose, California. I receive no commissions from this business.

Exams

• S66 Uniform Combined State Law Examination
  2001-05-18

Designations

• Certified Financial Planner