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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • KS RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

740 W 2Nd St Ste. 100, Wichita, KS 67203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boss & Company Wichita KS 05/1997 Present
Cetera Wealth Services, Llc El Segundo CA 05/2015 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/1997 → Present
    Boss & Company
    Wichita, KS
  • 05/2015 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 3/2015 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: BOSS AND COMPANY, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ACCOUNTANT, TAX PREPARATION, BOOKKEEPING START DATE: 3/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: GENERAL ACCOUNTING SERVICES FOR INDIVIDUALS AND SMALL BUSINESSES (3) NAME OF OTHER BUSINESS: GOUGH FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: 9415 E. HARRY STREET, SUITE 602, WICHITA, KS 67207 NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 3/2015 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: FINANCIAL CONSULTANT, INVESTMENTS, AND INSURANCE (4) NAME OF OTHER BUSINESS: TRUSTEE FOR MARGARET KIRKPATRICK INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TRUSTEE SERVICES START DATE: 2001 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: MANAGEMENT OF PROPERTY (5) NAME OF OTHER BUSINESS: TRUSTEE FOR WILMA BOSS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TRUSTEE SERVICES START DATE: 2015 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: MANAGEMENT OF PROPERTY (6) NAME OF OTHER BUSINESS: HEARTLAND GRANITE INC ; INVESTMENT RELATED: NO ; ADDRESS: 2107 W HARRY ST, WICHITA KS 67213 ; NATURE OF BUSINESS: GRANITE CORPORATION START DATE: 12/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 3 ; APX NUMBER OF HOURS DURING TRADING HOURS: 3 ; BRIEF DESCRIPTION OF DUTIES: OVERSEE GRANITE SALES & INSTALLATION ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-16
  • S66 Uniform Combined State Law Examination
    2001-01-16

View on SEC IAPD

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