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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boss & Company | Wichita | KS | 05/1997 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2015 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 3/2015 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: BOSS AND COMPANY, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ACCOUNTANT, TAX PREPARATION, BOOKKEEPING START DATE: 3/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: GENERAL ACCOUNTING SERVICES FOR INDIVIDUALS AND SMALL BUSINESSES (3) NAME OF OTHER BUSINESS: GOUGH FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: 9415 E. HARRY STREET, SUITE 602, WICHITA, KS 67207 NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 3/2015 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: FINANCIAL CONSULTANT, INVESTMENTS, AND INSURANCE (4) NAME OF OTHER BUSINESS: TRUSTEE FOR MARGARET KIRKPATRICK INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TRUSTEE SERVICES START DATE: 2001 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: MANAGEMENT OF PROPERTY (5) NAME OF OTHER BUSINESS: TRUSTEE FOR WILMA BOSS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TRUSTEE SERVICES START DATE: 2015 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: MANAGEMENT OF PROPERTY (6) NAME OF OTHER BUSINESS: HEARTLAND GRANITE INC ; INVESTMENT RELATED: NO ; ADDRESS: 2107 W HARRY ST, WICHITA KS 67213 ; NATURE OF BUSINESS: GRANITE CORPORATION START DATE: 12/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 3 ; APX NUMBER OF HOURS DURING TRADING HOURS: 3 ; BRIEF DESCRIPTION OF DUTIES: OVERSEE GRANITE SALES & INSTALLATION ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-16 |
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