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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Jersey City | NJ | 11/2014 | 02/2018 |
| E*Trade Capital Management Llc | New York | NY | 11/2014 | 02/2018 |
| E*Trade Securities Llc | Jersey City | NJ | 02/2018 | 12/2018 |
| E*Trade Capital Management Llc | Jersey City | NJ | 02/2018 | 12/2018 |
| Edward Jones | St.LOuis | MO | 01/2019 | 09/2025 |
| Stifel, Nicolaus & Company | Saint Louis | MO | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-10-15 |
| S65 | Uniform Investment Adviser Law Examination | 2001-06-15 |
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