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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-08-11
TX RA APPROVED_RES 2025-08-09
  • KS RA
    APPROVED
    Since 2025-08-11
  • TX RA
    APPROVED_RES
    Since 2025-08-09

Branch Locations

501 N. Mur Len Road Suite A, Olathe, KS 66062 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Olathe KS 02/2018 08/2025
Raymond James Financial Services, Inc. Olathe KS 08/2025 Present
Raymond James Financial Services Advisors, Inc. Olathe KS 08/2025 Present
Bank Of Blue Valley Olathe KS 11/2002 08/2025
Invest Financial Corp. Tampa FL 11/2002 02/2018
Previous Registrations
  • 2018-02-14 → 2025-08-21
    Olathe, KS
    Lenexa, KS
    Shawnee, KS
    Overland Park, KS
    Overland Park, KS
    Lenexa, KS
    Shawnee, KS
    Overland Park, KS
    Leawood, KS
    Lenexa, KS
    Sabetha, KS
    North Kansas City, MO
    Hiawatha, KS
    Atchison, KS
    Merriam, KS
    Lee'S Summit, MO
    Lenexa, KS
    Sabetha, KS
    Lenexa, KS
    North Kansas City, MO
    Hiawatha, KS
    Lee'S Summit, MO
    Lenexa, KS
    Leawood, KS
  • 2002-11-18 → 2018-02-16
    Invest Financial Corporation
    Shawnee, KS
    Olathe, KS
    Overland Park, KS
    Overland Park, KS
    Lenexa, KS
    Olathe, KS
    Lenexa, KS
    Appleton, WI
  • 2001-10-26 → 2002-10-17
    Invest Financial Corporation
    Overland Park, KS
Other Businesses

(1)Name of Business: Flood & Cox Financial Address: 501 N Mur Len Rd Ste A, Olathe, KS, 66062-1258, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/08/2008 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor for Raymond James.\n\nLLCs established for payroll purposes (2)Name of Business: Flood Financial Address: 501 N Mur Len Rd Ste A, Olathe, KS, 66062-1258, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/08/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: LLC established for payroll purposes for Raymond James.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-31
  • S66 Uniform Combined State Law Examination
    2001-08-31

View on SEC IAPD

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