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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-16 |
| CA | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Redlands | CA | 06/2003 | 11/2017 |
| Lpl Financial Llc | Redlands | CA | 11/2017 | Present |
1. 10/13/2017 - No Business Name - Not Investment Related - Redlands, CA 92374 - Real Estate Rental - Landlord - Start Date 11/15/2010 - 1 Hour Per Month. 2. 10/13/2017 - No Business Name - Not Investment Related - Riverside, CA 92503 - Real Estate Rental - Landlord - Start Date 2006 - 1 Hour Per Month. 3. 09/18/2023 - BB Payne - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 08/10/2023 - 0 Hours Per Month/ During Trading 4. 08/20/2024 - Maupin Payne Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/07/2024 - 240 Hours Per Month/130 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-15 |
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