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1450 Brickell Avenue Suite 2850, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-17 |
Branch Locations
2855 S. Le Jeune Road, 1St. Floor, Coral Gables, FL 33134 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calamos Wealth Management Llc | Naperville | IL | 07/2015 | 10/2022 |
| Citi Group Capital Markets Inc. | Miami | FL | 10/2022 | Present |
1. NICKLAUS CHILDREN'S HEALTH SYSTEM - 3100 SW 62ND AVE, MIAMI, FL 33155. NICKLAUS CHILDREN'S HEALTH SYSTEM IS THE PARENT ORGANIZATION OF NICKLAUS CHILDREN'S HOSPITAL AND I AM THE CHAIR OF THE BOARD OF DIRECTORS FOR THE HEALTH SYSTEM AND HAVE BEEN ELECTED TO SERVE A 2 YEAR TERM, 2022-2024. AS THE CHAIR OF THE BOARD MY DUTIES ARE TO LEAD QUARTERLY BOARD MEETINGS AND ENSURE ADHERANCE TO ALL GOVERNING GUIDELINES. I HAVE BEEN A MEMBER OF THE BOARD SINCE 1/2020 AND BEEN INVOLVED SITH THE HOSPITAL SINCE 2012.I ALOS CHAIR THE INVESTMENT COMMITEE RESPONSIBLE FOR THE GOVERNANCE & OVERSIGHT OF THE BOARD DESIGNATED ASSETS, THE SELF INSIRENCE POOL AS WELL AS THE FOUNDATION ASSETS. FOR EACH ASSET POOL, INDEPENDED 3RD PARTY CONSULATANTS HAVE BEEN RETAINED. I ANTICIPATE SPENDING APPROX 10 HOURS PER MONTH ON THIS ACTIVITY AND ZERO HOURS PER MONTH DURING TRADING HOURS. I AM NOT COMPENSATED FOR THIS ACTIVITY.///// 2. Rental Property - Coconut Grove, FL; Investment-related; Started: 10/1/2022; Title: Owner; Duties: Property owner. The apartment is currently rented and the tenant is on annual lease.; No time is devoted each month during securities trading hours; 1 hour is devoted each month outside of securities trading hours.///// 3. Poulin Party LLC; Investment-related; Nature: A single purpose LLC formed to pool funds for a one time investment in a private hedge fund; Miami, FL; Started: 6/15/2010; Title: Co-Managing Member; Duties: Co-managing member, handle annual LLC state renewals and customary admin necessary to maintain the LLC active and compliant; No time is devoted each month during securities trading hours; 1 hour is devoted each month outside of securities trading hours. 4.CNB Banker, under Bci Group of companies, under common control with Bci Securities. Non-investment related, 30 hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-08-01 |
| S65 | Uniform Investment Adviser Law Examination | 2013-02-11 |
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