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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-06 |
| WA | RA | APPROVED | 2017-07-07 |
Branch Locations
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
1130 Bellevue Way Ne, Bellevue, WA 98004 • United States
205 108Th Ave Ne 6Th Fl, Bellevue, WA 98004 • United States
3460 156Th Ave Ne, Redmond, WA 98052 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Renton | WA | 03/2013 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 07/2017 | Present |
RENTAL PROPERTY, INV. RELATED, MERCER ISLAND, WA. START: MAY 2012, 1 HOUR/MONTH, 0 DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-19 |
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