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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-01 |
| TX | RA | APPROVED_RES | 2001-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St Paul | MN | 11/2000 | Present |
| Bank Of America, N.A. | St. Paul | MN | 06/2011 | Present |
I*1673282 , Name of OBA:MICHELE L MAHMOOD Address: Robbinsdale, Minnesota Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date:01/18/2024 No Hours: yearly No Hours during trading: 1 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-21 |
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