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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-01
TX RA APPROVED_RES 2001-03-29
  • MN RA
    APPROVED
    Since 2013-11-01
  • TX RA
    APPROVED_RES
    Since 2001-03-29

Branch Locations

30 E 7Th St, Saint Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated St Paul MN 11/2000 Present
Bank Of America, N.A. St. Paul MN 06/2011 Present
Other Businesses

I*1673282 , Name of OBA:MICHELE L MAHMOOD Address: Robbinsdale, Minnesota Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date:01/18/2024 No Hours: yearly No Hours during trading: 1 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-21
  • S66 Uniform Combined State Law Examination
    2000-09-21
Designations
  • Certified Financial Planner
Other Names
  • Angela J Krebsbach
  • Angela Jean Krebsbach

View on SEC IAPD

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