Susan Marie Van Tress

Employer firm

Leonard Rickey Investment Advisors, P.l.l.c. CRD 116891

$958M regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → Present
  Lpl Financial, Llc
  Yakima, WA
• 05/2000 → Present
  Leonard Rickey Investment Advisors, P.L.L.C.
  Yakima, WA

Previous Registrations

• 2005-03-28 → 2013-07-24
  Lpl Financial Llc
  Yakima, WA
  Yakima, WA
  Richland, WA

Other Businesses

(1) 11/24/2004: LEONARD RICKEY INVESTMENT ADVISORS, PLLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL (2) 08/09/2013: NO BUSINESS NAME - NOT INV REL - NOTARY - 1% OF TIME SPENT - NOTARIZE DOCUMENTS FOR CLIENTS (3) 03/03/2015: LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. - INV REL - 3908 CREEKSIDE LOOP STE 100 YAKIMA, WA 98902 - REGISTERED INVESTMENT ADVISOR HYBRID - START 01/13/2015 - 160 HR/MO 100 DURING SECS TRDG HRS

Exams

• S66 Uniform Combined State Law Examination
  2005-03-24

Other Names

• Susan M Chism
• Susan M Chisim
• Susan M Chism
• Susan M Van Tress