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3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-01-30 |
| CA | RA | APPROVED | 2019-01-22 |
Branch Locations
3200 N. Central Ave Ste 200, Phoenix, AZ 85012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottsdale Capital Advisors | Scottsdale | AZ | 07/2011 | 01/2019 |
| Securities America, Inc. | Phoenix | AZ | 01/2019 | 06/2024 |
| Pfg Advisors | Phoenix | AZ | 01/2019 | Present |
| Osaic Wealth, Inc. | Phoenix | AZ | 06/2024 | 11/2025 |
| United Planners | Scottsdale | AZ | 11/2025 | Present |
| Master Ballet Academy - Ballet Teacher | Phoenix | AZ | 09/2025 | Present |
| Yen-Li Chen Ballet School | Chandler | AZ | 10/2025 | Present |
1.) YEN-LI CHEN BALLET SCHOOL - BALLET TEACHER - BALLET STUDIO - CHANDLER, AZ - SINCE 10/2025 - NOT INVESTMENT RELATED 2.) MASTER BALLET ACADEMY - BALLET TEACHER/FACULTY - BALLET TEACHER - PHOENIX, AZ - SINCE 09/2025 - NOT INVESTMENT RELATED 3.) PFG ADVISORS LLC - SENIOR COMPLIANCE PRINCIPAL - REGISTERED INVESTMENT ADVISOR - PHOENIX, AZ - SINCE 07/2025 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-06 |
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