Charles Russell Ward

Harbor Investment Advisory, LLC

Lutherville, MD

Claim This Profile

Current Employers

Harbor Investment Advisory, Llc

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2015-09-11

MD RA
APPROVED

Since 2015-09-11

Branch Locations

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harbor Investment Advisory, Llc	Lutherville	MD	09/2015	Present

09/2015 → Present

Harbor Investment Advisory, Llc

Lutherville, MD

Previous Registrations

2007-04-12 → 2015-09-22

Ubs Financial Services Inc.

Hunt Valley, MD
2002-08-28 → 2007-04-23

Citigroup Global Markets Inc.

Lutherville, MD

Lutherville, MD
2001-03-21 → 2002-08-26

Deutsche Bank Securities Inc.

Towson, MD

Other Businesses

RENTAL PROPERTY; BETHANY BEACH, DE; LIMITED PARTNER; MAY 2001; 3 HRS PER QUARTER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-03-12

S66 Uniform Combined State Law Examination

2001-03-12

Designations

Other Names

Charles Russell Ward
Rusty Ward
C Russell Ward

View on SEC IAPD

Other Firms

BLACK DIAMOND FINANCIAL, LLC

CORBYN INVESTMENT MANAGEMENT INC

SUMMIT FINANCIAL, LLC

KESTRA ADVISORY SERVICES, LLC

JANNEY MONTGOMERY SCOTT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

FREMONT JAMES KNITTLE

ANDREW WILLIAM SULLIVAN

R. MATTHEW WILLIAMS NOVAK

ROBERT WILMER BLACK

FRED CREGAN HILL

Other Offices

BLACK DIAMOND FINANCIAL, LLC · LUTHERVILLE, MD

CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD

MORGAN STANLEY · Lutherville, MD

SUMMIT FINANCIAL, LLC · LUTHERVILLE, MD

KESTRA ADVISORY SERVICES, LLC · Lutherville, MD

KESTRA ADVISORY SERVICES, LLC · LUTHERVILLE, MD

CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD

JANNEY MONTGOMERY SCOTT LLC · Lutherville (Greenspring), MD

More in Lutherville, MD

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor