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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-12-19 |
| TN | RA | APPROVED | 2004-01-15 |
Branch Locations
3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Nashville | TN | 12/2002 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-08 |
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