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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-20 |
| CA | RA | APPROVED | 2018-05-17 |
Branch Locations
1549 Mchenry Avenue Suite A, Modesto, CA 95350 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Modesto | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Modesto | CA | 11/2016 | 05/2018 |
| Stifel Nicolaus & Co Inc | Modesto | CA | 05/2018 | Present |
1. RENTAL PROPERTY; 4120 Alexandria Ct., Modesto CA 95356; OWNER; 08/1/2010; 0.00 Hour(s) Per Day - not during securities trading hours; INVESTMENT RELATED 2. Rental Property; 4308 Muguet Ct, Modesto, CA 95356; Owner; 01/23/2012; 0 Hours per Day; Not During Securities Trading Hours; Investment Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-12-15 |
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