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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Financial Services, Inc. | Boston | MA | 05/2000 | 11/2018 |
| David A. Stortz & Assoc. | Emmaus | PA | 03/1990 | Present |
| Royal Alliance Associates, Inc. | Emmaus | PA | 11/2018 | Present |
1. EAST PENN PROFESSIONAL CENTER, LLC POSITION: Partner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2013 ADDRESS: 3775 Chestnut Street, Emmaus PA 18049, United States DESCRIPTION: Maintain property 2. STORTZ AND ASSOCIATES POSITION: CPA/Shareholder NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 03/01/1990 ADDRESS: 3775 Chestnut Street, Emmaus PA 18049, United States DESCRIPTION: Accounting 3. STORTZ WEALTH STRATEGIES POSITION: Registered Representative an IAR NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2013 ADDRESS: P.O. Box 247, Emmaus PA 18049, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 4. N/A - NOT A BUSINESS BUT POA FOR MOTHER POSITION: POA (Power of Attorney) NATURE: Serving as Power of Attorney for my mother (immediate family member) who is a current client of mine. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2024 ADDRESS: 125 East Bertsch Street, Lansford PA 18232, United States DESCRIPTION: Power of Attorney Duties have not been conducted yet. At the appropriate time, my duties as my mother's POA will include:Paying her personal expenses and bills, such as utilities and credit card bills.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-13 |
| S66 | Uniform Combined State Law Examination | 2001-02-07 |
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