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Ronald John Yellets

Osaic Wealth, Inc.

Emmaus, PA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-11-02
  • PA RA
    APPROVED
    Since 2018-11-02

Branch Locations

3775 Chestnut St, Emmaus, PA 18049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Financial Services, Inc. Boston MA 05/2000 11/2018
David A. Stortz & Assoc. Emmaus PA 03/1990 Present
Royal Alliance Associates, Inc. Emmaus PA 11/2018 Present
  • 05/2000 → 11/2018
    John Hancock Financial Services, Inc.
    Boston, MA
  • 03/1990 → Present
    David A. Stortz & Assoc.
    Emmaus, PA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Emmaus, PA
Previous Registrations
  • 2017-01-20 → 2018-11-02
    Signator Investors, Inc.
    Allentown, PA
    Emmaus, PA
Other Businesses

1. EAST PENN PROFESSIONAL CENTER, LLC POSITION: Partner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2013 ADDRESS: 3775 Chestnut Street, Emmaus PA 18049, United States DESCRIPTION: Maintain property 2. STORTZ AND ASSOCIATES POSITION: CPA/Shareholder NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 03/01/1990 ADDRESS: 3775 Chestnut Street, Emmaus PA 18049, United States DESCRIPTION: Accounting 3. STORTZ WEALTH STRATEGIES POSITION: Registered Representative an IAR NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2013 ADDRESS: P.O. Box 247, Emmaus PA 18049, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 4. N/A - NOT A BUSINESS BUT POA FOR MOTHER POSITION: POA (Power of Attorney) NATURE: Serving as Power of Attorney for my mother (immediate family member) who is a current client of mine. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2024 ADDRESS: 125 East Bertsch Street, Lansford PA 18232, United States DESCRIPTION: Power of Attorney Duties have not been conducted yet. At the appropriate time, my duties as my mother's POA will include:Paying her personal expenses and bills, such as utilities and credit card bills.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-13
S66 Uniform Combined State Law Examination 2001-02-07
  • S65 Uniform Investment Adviser Law Examination
    2016-12-13
  • S66 Uniform Combined State Law Examination
    2001-02-07

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