Christopher Thomas Dougherty

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Commonwealth Financial Network
  Waltham, MA
• 07/2012 → Present
  44 North Financial Partners
  Portland, ME

Previous Registrations

• 2009-06-01 → 2012-08-01
  Morgan Stanley
  Portland, ME
• 2005-12-06 → 2009-06-01
  Citigroup Global Markets Inc.
  Portland, ME
  Portland, ME

Other Businesses

1. Co-owner; 44 North Financial Partners, LLC, an operating company for securities, advisory, and fixed insurance business; as of 05/01/2019; conducted at branch location; investment related. 2. Fixed Insurance sales; 44 North Financial Partners, LLC; as of 06/26/2012; less than 5% time spent during business hours; conducted at branch location; investment related. 3. Owner, Rental Property located in Beddeford Pool, ME; as of 06/26/2012; 0% time spent during business hours, not conducted from branch; investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-15
• S63 Uniform Securities Agent State Law Examination
  2001-02-08

Designations

• Certified Financial Planner

Other Names

• Christopher Thomas Dougherty