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Elizabeth Lynn Hawkins

Osaic Wealth, Inc.

Scottsdale, AZ

CRD 4303484

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-06-04
  • CA RA
    APPROVED
    Since 2014-06-04

Branch Locations

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth Scottsdale AZ 10/2005 Present
  • 10/2005 → Present
    Osaic Wealth
    Scottsdale, AZ
Previous Registrations
  • 2014-06-04 → 2024-01-19
    Woodbury Financial Services, Inc.
    Oakdale, MN
  • 2014-06-04 → 2023-11-03
    Fsc Securities Corporation
    Atlanta, GA
  • 2010-05-06 → 2023-09-01
    Osaic Services, Inc.
    Phoenix, AZ
    Scottsdale, AZ
Other Businesses

14200 W VILLAGE PARKWAY TRUST POSITION: 1 of 2 Trustors/Trustees NATURE: Not a business, a home we own is placed in a trust for estate purposes where I am one of two trustors/trustees INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/09/2023 ADDRESS: 14200 W Village Parkway, Unit 2124, Litchfield Park AZ 85340, United States DESCRIPTION: Maintain the trust according to trustor/trustee intensions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-13
S63 Uniform Securities Agent State Law Examination 2001-03-30
  • S66 Uniform Combined State Law Examination
    2007-08-13
  • S63 Uniform Securities Agent State Law Examination
    2001-03-30
Other Names
  • Elizabeth Lynn Hawkins
  • Elizabeth Lynn Hughes

View on SEC IAPD

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