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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-06-29
  • WI RA
    APPROVED
    Since 2023-06-29

Branch Locations

5403 Eastpark Blvd, Madison, WI 53718 • United States

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-18
WI RA APPROVED 2018-07-18
  • TX RA
    APPROVED_RES
    Since 2018-07-18
  • WI RA
    APPROVED
    Since 2018-07-18

Branch Locations

5403 Eastpark Boulevard, Madison, WI 53718 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Investments, Inc. Madison WI 11/2000 05/2018
Crop Protection Group Johnston IA 03/2005 Present
Investment Center, Llc Deforest WI 11/2000 05/2018
Cultivate Wealth Madison WI 05/2018 Present
Cwm, Llc Omaha NE 07/2018 Present
Cetera Wealth Services, Llc El Segundo CA 07/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/2000 → 05/2018
    Madison, WI
  • 03/2005 → Present
    Crop Protection Group
    Johnston, IA
  • 11/2000 → 05/2018
    Investment Center, Llc
    Deforest, WI
  • 05/2018 → Present
    Cultivate Wealth
    Madison, WI
  • 07/2018 → Present
    Omaha, NE
  • 07/2018 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1.NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 05/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/2018 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND CROP INSURANCE 3. NAME OF OTHER BUSINESS: CROP PROTECTION GROUP, LLC INVESTMENT RELATED: NO ADDRESS: W3045 DOYLE RD RIO WI NATURE OF BUSINESS: CROP INSURANCE START DATE: 02/2011 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: PROVIDE RISK PROTECTION TO CROP PRODUCERS THROUGH THE FEDERAL CROP INSURANCE PROGRAM AND PRIVATE HALL POLICIES 4. NAME OF OTHER BUSINESS: PRAIRIE RIDGE HEALTH, INVESTMENT RELATED: NO, ADDRESS: 1515 PARK AVENUE COLUMBUS, WI 53925,, NATURE OF BUSINESS: NON-PROFIT, START DATE: 10/2019, POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTORS CHAIRMAN, APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES EXECUTIVE COMMITTEE MEMBER/ FINANCE COMMITTEE MEMBER PROVIDING GENERAL OVERSIGHT FOR A NON-PROFIT HEALTHCARE ORGANIZATION; 5. NAME OF OTHER BUSINESS: HOMMAN FARMS, LLC INVESTMENT RELATED: NO ADDRESS: W3045 DOYLE RD RIO, WI 53960 NATURE OF BUSINESS: FARM START DATE: 12/2013 POSITION/TITLE/RELATIONSHIP: LANDLORD / OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES 6. NAME OF OTHER BUSINESS: CULTIVATE WEALTH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2018 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OFFER FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: STATE OF WISCONSIN NOTARY, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARY, START DATE: 05/2024, POSITION/TITLE/RELATIONSHIP: NOTARY, LESS THAN 1 HOUR PER WEEK, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROVIDE COMPLIMENTARY NOTARY SERVICES TO CLIENTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-21
S63 Uniform Securities Agent State Law Examination 2001-06-22
  • S66 Uniform Combined State Law Examination
    2005-11-21
  • S63 Uniform Securities Agent State Law Examination
    2001-06-22
Other Names
  • Jennifer Jean Minick
  • Jennifer J Homman

View on SEC IAPD

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