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Current Employers
Capital Design Private Wealth Llc

36 Maplewood Avenue, Portsmouth, NH 03801 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-07-12
TX RA APPROVED_RES 2021-07-07
MA RA APPROVED 2019-06-06
ME RA APPROVED 2019-03-29
NH RA APPROVED 2019-03-20
  • LA RA
    APPROVED
    Since 2021-07-12
  • TX RA
    APPROVED_RES
    Since 2021-07-07
  • MA RA
    APPROVED
    Since 2019-06-06
  • ME RA
    APPROVED
    Since 2019-03-29
  • NH RA
    APPROVED
    Since 2019-03-20

Branch Locations

36 Maplewood Avenue, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 08/2000 03/2019
Capital Design Private Wealth Llc Portsmouth NH 03/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-10
  • S66 Uniform Combined State Law Examination
    2001-01-10

View on SEC IAPD

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