Karla H Lee

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → 12/2020
  Jp Morgan Chase Bank, N.A.
  San Francisco, CA
• 03/2018 → 12/2020
  Jp Morgan Securities, Llc
  San Francisco, CA
• 12/2000 → 03/2018
  Bank Of America
  San Francisco, CA
• 05/2022 → Present
  Morgan Stanley
  San Mateo, CA
• 01/2021 → 05/2022
  University Of San Francisco
  San Francisco, CA
• 03/2025 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2018-06-06 → 2021-01-12
  J.P. Morgan Securities Llc
  San Francisco, CA
  San Francisco, CA
  Danville, CA
  San Francisco, CA
  Tempe, AZ

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 2/01/2021 ADDRESS: 2600 #1604 SEATTLE, WA DETAILS: rental of investment property INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0 *598621 - University of San Francisco; Investment related: No; San Francisco, California; Education; Advisory Board(proprietor, partner, officer, director, employee, trustee, agent); 6/2024; During business hours: 0; After business hours: 10; Will help advise on MBA students final projects

Exams

• S66 Uniform Combined State Law Examination
  2018-06-06

Other Names

• Karla Helenka Polack-Fail
• Karla Helenka Lee
• Karla H. Lee