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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-01-30
FL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2012-01-30
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Miami FL 06/2009 06/2025
Morgan Stanley Smith Barney Coral Gables FL 06/2025 Present
  • 06/2009 → 06/2025
    Morgan Stanley Smith Barney
    Miami, FL
  • 06/2025 → Present
    Morgan Stanley Smith Barney
    Coral Gables, FL
Previous Registrations
  • 2008-07-07 → 2009-06-01
    Miami, FL
    Miami, FL
  • 2001-07-02 → 2002-06-06
    Prudential Equity Group, Llc
    Coral Gables, FL
Other Businesses

CHEM - CHILDREN'S HEALTH & EDUCATIONAL MANAGEMENT INC.- 7800 SW 57 AVE, SUITE # 228 SOUTH MIAMI FL- BEHAVIOR THERAPIST,PROVIDE BEHAVIOR THERAPY TO CHILDREN WITH AUTISM- HOURS TO TBD (BEGINNING JUNE 2012 ABOUT 10 HOURS A WEEK OUTSIDE BUSINESS HOURS0, 0 HOURS DURING TRADING HOURS, 0 SHARES HELD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-17
S63 Uniform Securities Agent State Law Examination 2001-06-14
  • S66 Uniform Combined State Law Examination
    2008-05-17
  • S63 Uniform Securities Agent State Law Examination
    2001-06-14

View on SEC IAPD

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