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Carole Burns

Raymond James & Associates, Inc.

Westlake, OH

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-17
  • OH RA
    APPROVED
    Since 2026-06-17

Branch Locations

159 Crocker Park Blvd. Suite 390, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Capital Advisors, Llc Cleveland OH 08/2014 11/2019
Pnc Funds Distributor, Llc Cleveland OH 08/2014 11/2019
Citizens Securities Inc. Bay Village OH 08/2020 08/2021
Unemployed Westlake OH 11/2019 08/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pepper Pike OH 09/2021 06/2026
Raymond James & Associates, Inc. Westlake OH 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-04
S63 Uniform Securities Agent State Law Examination 2002-03-20
  • S65 Uniform Investment Adviser Law Examination
    2008-12-04
  • S63 Uniform Securities Agent State Law Examination
    2002-03-20
Other Names
  • Carole Ann Lambroschino
  • Carole Ann Lamanna
  • Carole Ann Burns
  • Carole A Burns

View on SEC IAPD

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HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC.
COLETTA CAPITAL, LLC
ATHLETES FINANCIAL ADVISERS, LLC
MORGAN STANLEY
RAYMOND JAMES & ASSOCIATES, INC.
INDEPENDENT FINANCIAL GROUP, LLC

Other Investors

GREGORY STEVEN JOHNSON
KEVIN VINCENT COONEY
DOUGLAS CARL KUHLMAN
MARNIE RENEE RANDEL
THOMAS RANDALL FAIRFAX
Ryan Christopher Smeltzer
Laurel Fitzsimmons
Michael Coletta

Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
INDEPENDENT FINANCIAL GROUP, LLC · Westlake, OH

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