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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-07-03 |
| TX | RA | APPROVED_RES | 2018-06-29 |
Branch Locations
4423 Point Fosdick Drive Nw Suite #208-2, Gig Harbor, WA 98335 • United States
6314 19Th St West Unit 18, Fircrest, WA 98466 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Gig Harbor | WA | 06/2018 | Present |
| Collier Heggerness And Bronk Cpas & Assoc. | Gig Harbor | WA | 06/1985 | 05/2018 |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 06/2018 |
1. 06/28/2018 - DBA for LPL Business (entity for LPL business) - Gig Harbor Financial Services Inc. - 50% - GIG HARBOR, WA 98335 2. 10/22/2021 - Doug Collier CPA - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 03/16/2020 - 15 Hours Per Month/30 Hours During Securities Trading - Tax preparation. 4. 10/27/2025- Rentals - One Condo, Timeshares- Real Estate Rental- INV Related- At Fircrest, WA- Start date 09/09/2019- 5 Hours Per Month 5. 10/27/2025- Pirate Cove Family Properties LLC- Real Estate Rental- INV Related- At Fircrest, WA- Start date 10/20/2020-10 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-09 |
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