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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2011-05-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2000 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 10/2000 | Present |
| Northwestern Mutual Investment Services, Llc | Fairfield | CT | 05/2011 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2014 | Present |
1. 25% OWNER, RENTAL PROPERTY, HARTSDALE NY, START 10/08, INVESTMENT RELATED 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. OUTSIDE INSURANCE SALES/SERVICING, GENERAL SALES/SERVICING, START DATE: 12/7/2011, HOURS PER MONTH: 0-5, PRODUCTS OFFERED ARE LIFE, DISABILITY, LONG TERM CARE, RETIREMENT PLANS AND WHAT BEST SUITS CLIENT.; NOT INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-03 |
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