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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-04-03
FL RA APPROVED 2009-12-16
  • TX RA
    APPROVED
    Since 2013-04-03
  • FL RA
    APPROVED
    Since 2009-12-16

Branch Locations

5249 Summerlin Commons Blvd Ste 200 [Satellite], Fort Myers, FL 33907 • United States

572 Titus Ave, Rochester, NY 14617 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Fort Myers FL 12/2009 Present
Previous Registrations
Other Businesses

DGIMG, LLC DBA DURAND & GALLENTINE INVESTMENT MANAGEMENT GROUP, INVT RELATED, FORT MYERS, FL, 100% OWNERSHIP, START DATE 12/11/2009, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-01
S63 Uniform Securities Agent State Law Examination 1999-09-16
  • S65 Uniform Investment Adviser Law Examination
    1999-10-01
  • S63 Uniform Securities Agent State Law Examination
    1999-09-16
Designations

View on SEC IAPD

Other Firms

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Other Offices

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