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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-03 |
| FL | RA | APPROVED | 2009-12-16 |
Branch Locations
5249 Summerlin Commons Blvd Ste 200 [Satellite], Fort Myers, FL 33907 • United States
572 Titus Ave, Rochester, NY 14617 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Fort Myers | FL | 12/2009 | Present |
DGIMG, LLC DBA DURAND & GALLENTINE INVESTMENT MANAGEMENT GROUP, INVT RELATED, FORT MYERS, FL, 100% OWNERSHIP, START DATE 12/11/2009, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-16 |
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