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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-07-15 |
| TX | RA | APPROVED | 2010-01-11 |
Branch Locations
2951 Ranch Road 620 S, Austin, TX 78738 • United States
185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Georgetown | TX | 08/2008 | Present |
I*: 2154261Entity Type: Charitable Name of OBA: International Order of the Rainbow for Girls Address: New Britain, CT 06052Investment Related: No Position, Title, Association: Board member Employee Start Date: 01/18/2025Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Advisory board of directors position to help the girls run their own Masonic youth driven assembly. Board members make recommendations and guide the girls on following protocol and making responsible choices. Strictly advisory capacity, not responsible for any monies or treasurer duties. Will also fill in on various planning committees as needed. These are typically an extension of the advisory committee to help girls organize and run activities, meetings, etc. Approved and vetted adults are required at each youth gathering. I will be considered one of these vetted adults. I*3110275 Entity Type: School, College or University Name of OBA: EIMA Address: Enfield, Connecticut Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/03/2025 Number of Hours: 4, Monthly Number of Hours during trading: 0 Duties: Support Enfield high school band help with chaperoning, create fundraiser ideas, help with performances I*4473271 Entity Type: Charitable Name of OBA: Pet Mayor Tito Address: Manchester, Connecticut, 6042 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 04/24/2026 Number of Hours: 8, Monthly Number of Hours during trading: 0 Duties: The purpose is to help raise awareness on supplying items for and adopting out shelter animals. Despite "Mayor" being in the title, this is not an actual political organization. The mayor is a dog named Tito and he won votes to be named "Pet Mayor of Manchester" by a town group called WorkSpace. I'm friends with his owners and they are waiting on approval (have filed) to become an official 501c3, but don't have final approval yet. They are making connections with shelters and hosting 'appearances with their dog' where people make donations of pet food and supplies to help the local animal shelters. The event planning will be for the Manchester community to invite all the local shelters to participate and bring animals for adoption and hopefully to have the public bring food/supplies to help the shelters. My children will help with the event, too. They've asked me to help plan a late summer/early fall community event to gather vendors and rescue groups for a small festival. I'd be helping to plan, coordinate volunteers, set up, tear down. No money to pass through me at all.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-08 |
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