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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-11-17 |
| CA | RA | APPROVED | 2014-11-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 09/2014 | Present |
| Bank Of America, N.A. | Scottsdale | AZ | 03/2025 | Present |
I*773243For profit or not for profit: Entity For ProfitName of outside business organization: Faster Way to Fat LossInvestment related: NAddress of business: Clearwater, Florida, 33760Nature of business: ["Limited Liability Company"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 4/1/2022Number of hours devoted: 10 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Fitness program coach, will assist clients with their health and nutrition. I will receive compensation for assisting the clients. I*,1715272 Entity Type, For ProfitName of OBA:The Olive Tree People-Oliveda Address:Santa Monica,CA,90401 Investment Related: NOPosition, Title, Association:Consultant/Independent Contractor Employee Start Date:02/16/2024 No Hours: WEEWKLYHours during trading: 0Duties:Sales and marketing of skin care products I*3876265Entity Type: N/AName of OBA: RGC71 TRUSTAddress: SCOTTSDALE, Arizona, 85260Investment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 03/16/2026Number of Hours: 5, YearlyNumber of Hours during trading: 0, YearlyDuties: Child/Grandchild I*4284265, Entity Type: Entity For Profit, Name of OBA: Rental property LLC, Address: Scottsdale, Arizona, 85260, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 04/02/2026, No Hours: 25 Yearly, No Hours during Trading: 0 Yearly, Duties: Manage the rental property bank account and pay bills, file taxes regarding the entity. Rental property owned by my children's trust
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-05 |
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