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Deane T Antoniou

Charles Schwab & Co., Inc.

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-01
CA RA APPROVED 2022-01-10
  • AZ RA
    APPROVED
    Since 2023-06-01
  • CA RA
    APPROVED
    Since 2022-01-10

Branch Locations

4750 E Francisco, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Windhaven Investment Management, Inc. Boston MA 10/2015 03/2018
Charles Schwab Investment Advisory, Inc. Phoenix AZ 01/2018 12/2021
Charles Schwab & Co., Inc. Phoenix AZ 01/2020 Present
  • 10/2015 → 03/2018
    Windhaven Investment Management, Inc.
    Boston, MA
  • 01/2018 → 12/2021
    Charles Schwab Investment Advisory, Inc.
    Phoenix, AZ
  • 01/2020 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
Previous Registrations
  • 2018-03-16 → 2022-03-05
    Charles Schwab Investment Advisory, Inc.
    Phoenix, AZ
    San Francisco, CA
  • 2017-06-01 → 2018-03-30
    Thomaspartners, Inc.
    Phoeniz, AZ
    Boston, MA
  • 2015-10-14 → 2018-03-30
    Windhaven Investment Management, Inc.
    Phoenix, AZ
    Boston, MA
  • 2012-01-03 → 2015-10-07
    Schwab Wealth Advisory, Inc.
    Phoenix, AZ
  • 2006-09-19 → 2011-12-31
    Charles Schwab & Co., Inc.
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-09-01
S66 Uniform Combined State Law Examination 2006-09-12
  • S63 Uniform Securities Agent State Law Examination
    2020-09-01
  • S66 Uniform Combined State Law Examination
    2006-09-12
Other Names
  • Deane T Antoniou
  • Deane Thomas Antoniou
  • Deane Antoniou

View on SEC IAPD

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