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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-11 |
| TX | RA | APPROVED_RES | 2023-05-11 |
Branch Locations
23232 Peralta Dr Ste 122, Laguna Hills, CA 92653-1437 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
23232 Peralta Dr, Suite 122, Laguna Hills, CA 92653 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aig Financial Advisors, Inc. | Phoenix | AZ | 10/2005 | 05/2023 |
| Cpa Financial Group, Inc | Laguna Hills | CA | 11/2006 | Present |
| Cpa Financial Group, Inc | Laguna Hills | CA | 11/2006 | Present |
| Lpl Financial Llc | Laguna Hills | CA | 05/2023 | Present |
1) 5/2023 - CPA Financial Group, INC. / Tax Prep/Accounting/CPA / Laguna Hills CA - Start date 01/01/1989 - 8 Hrs per month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-11-30 |
| S65 | Uniform Investment Adviser Law Examination | 2000-06-27 |
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