Shawna Marion

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → 08/2019
  Lpl Financial Llc
  Fort Mill, SC
• 03/2021 → Present
  D.A. Davidson & Co.
  Nice, CA
• 08/2019 → 07/2020
  Unemployed
  Concord, NC
• 07/2020 → 03/2021
  Fmr Parts
  Locust, NC

Previous Registrations

• 2008-04-28 → 2019-09-30
  Lpl Financial Llc
  Charlotte, NC
  Fort Mill, SC
  Fort Mill, SC
• 2005-10-10 → 2008-04-14
  Wells Fargo Clearing Services, Llc
  Oakhurst, NJ
  Toms River, NJ
  Charlotte, NC
• 2004-10-20 → 2004-11-02
  Banc Of America Investment Services, Inc.
  Charlotte, NC
• 2003-09-23 → 2004-10-20
  Quick & Reilly, Inc.
  Point Pleasant, NJ

Exams

• S66 Uniform Combined State Law Examination
  2003-09-22

Other Names

• Shawna Lynn Marion
• Shawna Lynn Marion
• Shawna Lynn Kruse
• Shawna Lynn Cowan
• Shawna Conwan
• Shawna Lynn Cowan