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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-12 |
Branch Locations
2 Perlman Drive Suite 203, Spring Valley, NY 10977 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2000 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2001 | Present |
| Millman And Rosenberg Associates Ltd | Spring Valley | NY | 01/2016 | Present |
1. NAME OF OTHER BUSINESS: ROSEMILL VENTURES LLC. INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BUSINESS CONSULTING START DATE: 07/2008 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF TRADING HOURS PER WEEK: 1 POSITION/TITLE/RELATIONSHIP: 50% OWNER BRIEF DESCRIPTION OF DUTIES: MANAGER 2) RMS WEALTH MANAGEMENT GROUP LLC, DBA NAME FOR INVESTMENT PRACTICE - INV REL: 3)NAME OF OTHER BUSINESS: MILLMAN AND ROSENBERG ASSOCIATES, LTD. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: TAX CONSULTING AND BUSINESS MANAGEMENT START DATE: 01/01/2016 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: TAX CONSULTING AND BUSINESS MANAGEMENT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-01-23 |
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