Michelle Tobi Rosenberg

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2000 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/2001 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2016 → Present
  Millman And Rosenberg Associates Ltd
  Spring Valley, NY

Other Businesses

1. NAME OF OTHER BUSINESS: ROSEMILL VENTURES LLC. INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BUSINESS CONSULTING START DATE: 07/2008 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF TRADING HOURS PER WEEK: 1 POSITION/TITLE/RELATIONSHIP: 50% OWNER BRIEF DESCRIPTION OF DUTIES: MANAGER 2) RMS WEALTH MANAGEMENT GROUP LLC, DBA NAME FOR INVESTMENT PRACTICE - INV REL: 3)NAME OF OTHER BUSINESS: MILLMAN AND ROSENBERG ASSOCIATES, LTD. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: TAX CONSULTING AND BUSINESS MANAGEMENT START DATE: 01/01/2016 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: TAX CONSULTING AND BUSINESS MANAGEMENT

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-01-23

Other Names

• Michelle Tobi Erlman