Lance Nat Millman

Current Employers

Employment History

• 07/1996 → 12/2016
  Millman & Schwartz Llp
  Spring Valley, NY
• 06/2000 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2000 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2015 → 12/2023
  Mulligan Security Corp
  New York, NY
• 01/2016 → Present
  Millman And Rosenberg Associates, Ltd
  Spring Valley, NY
• 02/1996 → Present
  Lance N Millman Cpa P.C.
  Spring Valley, NY

Other Businesses

1) VILLAGE OF MONTEBELLO INVESTMENT RELATED: NO ADDRESS: ONE MONTEBELLO ROAD. SUFFERN, NY 10901 NATURE OF BUSINESS: MAYOR OF THE VILLAGE OF MONTEBELLO START DATE: 01/20/2016 POSITION/TITLE/RELATIONSHIP: MAYOR APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PRESIDE OVER THE VILLAGE 2) NAME OF OTHER BUSINESS: LANCE N MILLMAN CPA P.C. ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: CPA FIRM ; START DATE: 02/1996 ; POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20 ; BRIEF DESCRIPTION OF DUTIES: TAX SERVICES & BOOKEEPING ; 3) ROSEMILL VENTURES LLC, NOT INV REL, SPRING VALLEY, NY, CONSULTING, MEMBER, MGMT, SINCE 07/2008: 4) RMS WEALTH MANAGEMENT GROUP LLC, DBA NAME FOR INVESTMENT PRACTICE - INV REL: 5) NAME OF OTHER BUSINESS: MILLMAN AND ROSENBERG ASSOCIATES, LTD. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: TAX CONSULTING AND BUSINESS MANAGEMENT START DATE: 01/01/2016 POSITION/TITLE/RELATIONSHIP: CO-OWNER / CPA APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: TAX CONSULTING AND BUSINESS MANAGEMENT 6) NAME OF OTHER BUSINESS: MULLIGAN SECURITY SELLER CORP ; INVESTMENT RELATED: NO ; ADDRESS: 2 PERLMAN DR, SPRING VALLEY NY 10977 ; NATURE OF BUSINESS: HOLDING COMPANY ; START DATE: 12/2020 ; POSITION/TITLE/RELATIONSHIP: TREASURER / BOARD OF DIRECTOR ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS:1 ; BRIEF DESCRIPTION OF DUTIES: ACTING TREASURER. VOTE ON ANY OWNERSHIP CHANGES ;

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-08-31