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Richard C Lopresti

Milestone Asset Management Group, LLC

Avon, CT

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Current Employers
Milestone Asset Management Group, Llc

302 West Main Street Suite 206, Avon, CT 06001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-08-16
  • CT RA
    APPROVED
    Since 2018-08-16

Branch Locations

302 West Main Street Suite 206, Avon, CT 06001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2018 08/2018
N/A Milford CT 07/2016 01/2018
Milestone Asset Management Group, Llc Avon CT 08/2018 Present
Previous Registrations
  • 2018-03-28 → 2018-08-10
    Edward Jones
    Milford, CT
    St Louis, MO
    Milford, CT
  • 2013-05-15 → 2016-06-22
    Bakeravenue
    San Francisco, CA
    New York, NY
  • 2011-03-31 → 2011-09-21
    Waddell & Reed
    Hamden, CT
  • 2006-02-06 → 2010-09-24
    Strategic Advisers Llc
    Fairfield, CT
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-13
S65 Uniform Investment Adviser Law Examination 2001-12-03
S63 Uniform Securities Agent State Law Examination 2001-06-15
  • S66 Uniform Combined State Law Examination
    2018-04-13
  • S65 Uniform Investment Adviser Law Examination
    2001-12-03
  • S63 Uniform Securities Agent State Law Examination
    2001-06-15
Designations
Other Names
  • Richard Lopresti
  • Richard Charles Lopresti
  • Richard C Lopresti

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Avon, CT
EDWARD JONES · AVON, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Avon, CT
PARK AVENUE SECURITIES LLC · AVON, CT
IRONWOOD CAPITAL ADVISORS LLC · AVON, CT
IRONWOOD CAPITAL CONNECTICUT I LLC · AVON, CT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · AVON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Avon, CT

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