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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-01-19
VA RA APPROVED 2010-01-19
CT RA APPROVED 2002-11-08
  • TX RA
    APPROVED_RES
    Since 2010-01-19
  • VA RA
    APPROVED
    Since 2010-01-19
  • CT RA
    APPROVED
    Since 2002-11-08

Branch Locations

266 Mclaws Cir, Williamsburg, VA 23185 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Williamsburg VA 06/2000 Present
Bank Of America, N.A. Williamsburg VA 04/2015 Present
Other Businesses

I*514054For profit or not for profit: Entity CharitableName of outside business organization: The Arc of Greater WilliamsburgInvestment related: NAddress of business: Williamsburg, Virginia, 23188Nature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 8/11/2021Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Board Member to support fundraisers and help brainstorm for further development of the organization.OBA ID: 1660258OBA Name: Rental Property 1Location: Whitestone VAStart Date: 1/29/2024Role: Co-owner with other family membersInvestment Related Activity: NoDuties: I*3906267 Entity Type: Entity For Profit Name of OBA: Horse Lease Address: Toano, Virginia, 23168 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/01/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Horse Lease None, just letting another person lease our horse to cover costs, no profit anticipated.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-05
  • S66 Uniform Combined State Law Examination
    2002-04-05
Other Names
  • Susan Irene Martin
  • Susan Irene Berry
  • Susan B Harmon

View on SEC IAPD

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