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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-01-19 |
| VA | RA | APPROVED | 2010-01-19 |
| CT | RA | APPROVED | 2002-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Williamsburg | VA | 06/2000 | Present |
| Bank Of America, N.A. | Williamsburg | VA | 04/2015 | Present |
I*514054For profit or not for profit: Entity CharitableName of outside business organization: The Arc of Greater WilliamsburgInvestment related: NAddress of business: Williamsburg, Virginia, 23188Nature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 8/11/2021Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Board Member to support fundraisers and help brainstorm for further development of the organization.OBA ID: 1660258OBA Name: Rental Property 1Location: Whitestone VAStart Date: 1/29/2024Role: Co-owner with other family membersInvestment Related Activity: NoDuties: I*3906267 Entity Type: Entity For Profit Name of OBA: Horse Lease Address: Toano, Virginia, 23168 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/01/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Horse Lease None, just letting another person lease our horse to cover costs, no profit anticipated.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-05 |
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