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Leonel Calderon

LPl Financial LLC

Shelton, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-09-30
  • CT RA
    APPROVED
    Since 2020-09-30

Branch Locations

1077 Bridgeport Ave., Ste 301, Shelton, CT 06484 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Shelton CT 11/2015 Present
Northstar Wealth Partners, Llc Shelton CT 11/2015 09/2020
  • 11/2015 → Present
    Shelton, CT
  • 11/2015 → 09/2020
    Northstar Wealth Partners, Llc
    Shelton, CT
Previous Registrations
  • 2015-11-30 → 2020-09-30
    Northstar Wealth Partners Llc
    Shelton, CT
    West Hartford, CT
  • 2003-04-03 → 2015-11-30
    Msi Financial Services, Inc.
    Shelton, CT
    Norwalk, CT
    Norwalk, CT
Other Businesses

1) 2017-06-05 - Leonel Calderon INC. - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2017-05-15 - 40hrs/mth - 40hrs/mth during trading 2) 2026-05-05 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Calderon Fortney Financial Group / Calderon Fortney Financial Group - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2022-10-11 - 500hrs/mth - 500hrs/mth during trading 3) 2026-05-05 - Zenith Marketing - Non-Variable Insurance - Y - at reported business location(s) - 2021-10-18 - 1hrs/mth - 1hrs/mth during trading 4) 2026-05-05 - METLIFE INSURANCE AND BRIGHTHOUSE FINANCIAL - Non-Variable Insurance - Y - at reported business location(s) - 2024-05-20 - 1hrs/mth - 1hrs/mth during trading 5) 07/01/2026- LEONEL CALDERON INC - Author - Not Investment Related - Wesport, CT - Start Date 05/28/2026 - 5 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-19
S63 Uniform Securities Agent State Law Examination 2001-03-16
  • S65 Uniform Investment Adviser Law Examination
    2003-03-19
  • S63 Uniform Securities Agent State Law Examination
    2001-03-16

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