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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-09-30 |
Branch Locations
1077 Bridgeport Ave., Ste 301, Shelton, CT 06484 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Shelton | CT | 11/2015 | Present |
| Northstar Wealth Partners, Llc | Shelton | CT | 11/2015 | 09/2020 |
1) 2017-06-05 - Leonel Calderon INC. - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2017-05-15 - 40hrs/mth - 40hrs/mth during trading 2) 2026-05-05 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Calderon Fortney Financial Group / Calderon Fortney Financial Group - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2022-10-11 - 500hrs/mth - 500hrs/mth during trading 3) 2026-05-05 - Zenith Marketing - Non-Variable Insurance - Y - at reported business location(s) - 2021-10-18 - 1hrs/mth - 1hrs/mth during trading 4) 2026-05-05 - METLIFE INSURANCE AND BRIGHTHOUSE FINANCIAL - Non-Variable Insurance - Y - at reported business location(s) - 2024-05-20 - 1hrs/mth - 1hrs/mth during trading 5) 07/01/2026- LEONEL CALDERON INC - Author - Not Investment Related - Wesport, CT - Start Date 05/28/2026 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-16 |
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