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William Frederick Day

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-11-07
  • VA RA
    APPROVED
    Since 2008-11-07

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Louis MO 11/2016 Present
Other Businesses

LET'S GO BLUES; NON INV RELATED; TROY, IL; HOCKEY PODCAST; CO-HOST; START: 3/8/19; 8 HRS/MO; 0 DURING TRADING.;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-19
  • S66 Uniform Combined State Law Examination
    2008-09-19
Other Names
  • William Day
  • William Frederick Day
  • Bill Day
  • William Frederick Day

View on SEC IAPD

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