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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-03-14
PA RA APPROVED 2023-07-26
ME RA APPROVED 2023-07-25
NC RA APPROVED 2022-04-05
MI RA APPROVED 2022-04-04
VA RA APPROVED 2022-03-31
NJ RA APPROVED 2022-03-30
AL RA APPROVED 2022-02-02
FL RA APPROVED 2014-08-12
TX RA APPROVED 2014-08-11
  • OH RA
    APPROVED
    Since 2025-03-14
  • PA RA
    APPROVED
    Since 2023-07-26
  • ME RA
    APPROVED
    Since 2023-07-25
  • NC RA
    APPROVED
    Since 2022-04-05
  • MI RA
    APPROVED
    Since 2022-04-04
  • VA RA
    APPROVED
    Since 2022-03-31
  • NJ RA
    APPROVED
    Since 2022-03-30
  • AL RA
    APPROVED
    Since 2022-02-02
  • FL RA
    APPROVED
    Since 2014-08-12
  • TX RA
    APPROVED
    Since 2014-08-11

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Lutz, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Tampa FL 08/2014 Present
Previous Registrations
  • 2009-06-01 → 2014-08-19
    Tampa, FL
    Tampa, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    New Tampa, FL
    Tampa, FL
    Clearwater, FL
    Palm Harbor, FL
  • 2001-08-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Palm Harbor, FL
    Tampa, FL
    Tampa, FL
Other Businesses

1) Old soul ventures / Partnership / personal real estate holding company / Proprietor / owner / help with selection of real estate, start date-9/15/2020/// 2) Foroughi Benitoa Ventures LLC / Other / LLC for liability purposes on piece of property / single real estate venture / Proprietor / owner / none, start date-1/31/2017 /// 3) Old Soul Adventures / Other / limited liability corporation / buying, restoring, and selling classic cars / Proprietor / owner / Finding the collectible vehicles, start date-11/1/2021 4)JTM Aviation, LLC. , florida United States ,LLC taxed as an Scorp Transport , Ownership of one airplane ,Proprietor / owner , Ownership of the aircraft is my only role. the operation, storage, maintenance will be fully managed by an aviation company., Start date 5/11/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-01
S63 Uniform Securities Agent State Law Examination 2001-11-20
  • S65 Uniform Investment Adviser Law Examination
    2002-10-01
  • S63 Uniform Securities Agent State Law Examination
    2001-11-20

View on SEC IAPD

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