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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-02-01 |
| TX | RA | APPROVED_RES | 2014-02-11 |
| MO | RA | APPROVED | 2009-06-01 |
| OK | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Kansas City | MO | 09/2000 | Present |
| Morgan Stanley Smith Barney | Kansas City | MO | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
174170 - Maasai Investments, LLC; Investment related Yes; Mission Woods, Kansas; Rental Property, Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2012; During business hours: 0; After business hours: 4; Property Management, Business Development/Growth MOSQUITO SQUAD- PESTICIDE CONTROL- ADVISORY- 0 HOURS BEFORE AND AFTER WORK- EFFECTIVE DATE 04/2015
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-04 |
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