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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-22
  • NY RA
    APPROVED
    Since 2021-10-22

Branch Locations

15 Lasalle Ave Ste 102, Kenmore, NY 14217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services Inc. Getzville NY 10/2005 10/2021
Cetera Financial Specialists Llc Schaumburg IL 10/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2021 Present
Nicastro Accounting Services North Tonawanda NY 02/2020 Present
  • 10/2005 → 10/2021
    American Portfolios Financial Services Inc.
    Getzville, NY
  • 10/2021 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2021 → Present
    Schaumburg, IL
  • 02/2020 → Present
    Nicastro Accounting Services
    North Tonawanda, NY
Previous Registrations
  • 2009-04-07 → 2021-10-22
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1) NICASTRO ACCOUNTING SERVICES, NOT INVESTMENT RELATED, 908 NIAGARA FALLS BLVD, SUITE 104, NORTH TONAWANDA, NY 14120, TAX CONSULTANT, SEASONAL PART TIME EMPLOYEE, INCOME TAX PREPARATION, 25 HOURS/WEEK, 12H/WEEK DURING TRADING HOURS, SINCE 02/2020. 2) SALES OF HEALTH INSURANCE, NOT INVESTMENT RELATED, 5H/WEEK, 3H/WEEK DURING TRADING HOURS, SINCE 12/2000 3) LINCOLN LIFE POLICY, SERVICING OF POLICY ONLY, SINCE 12/2000. 4) INDEPENDENT RETIREMENT ADVISORS OF NEW YORK, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, FINANCIAL ADVISOR, OWNER, DBA FOR INVESTMENTS, 0-40H/WEEK, SINCE 01/2019. 5) PINE GROVE BEACH ASSOCIATION, NOT INVESTMENT RELATED, PULASKI, NY, HOME OWNERS ASSOCIATION, CO-TREASURER, COORDINATE ACTIVITY OF COMMON INTEREST FOR HOMEOWNERS, RESPONSIBLE FOR REPORTING OF FINANCIALS AND COMPLETION OF TAX RETURNS, SINCE 07/2021, 2H/WEEK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-20
  • S66 Uniform Combined State Law Examination
    2000-11-20
Designations

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