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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-01-16
  • FL RA
    APPROVED
    Since 2019-01-16

Branch Locations

780 94Th Ave N, St. Petersburg, FL 33702 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-06-05
TX RA APPROVED 2017-06-02
  • FL RA
    APPROVED
    Since 2017-06-05
  • TX RA
    APPROVED
    Since 2017-06-02

Branch Locations

780 94Th Avenue North Suite 107, St. Petersburg, FL 33702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 10/2000 01/2017
Lincoln Investment St. Petersburg FL 01/2017 Present
  • 10/2000 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    St. Petersburg, FL
Previous Registrations
  • 2007-09-06 → 2019-10-04
    Legend Advisory, Llc
    St Petersburg, FL
    Palm Beach Gardens, FL
Other Businesses

AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY POSITION: Producer NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: POB 9304, Des Moines IA 50306 DESCRIPTION: Producer EQUITRUST POSITION: Producer NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2012 ADDRESS: 7100 Westown Pkwy, Suite 200, West Des Moines IA 50266 DESCRIPTION: Producer NORTH AMERICAN LIFE INSURANCE COMPANY POSITION: producer NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2017 ADDRESS: NOA, One Sammons Place, Sioux Falls SD 57193, United States DESCRIPTION: Sale life insurance TRUSTMARK INSURANCE POSITION: Producer NATURE: Voluntary Benefits INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2019 ADDRESS: 400 Field Drive, Lake Forest IL 60045, United States DESCRIPTION: I really don't have any. Trustmark put in place a voluntary benefit option for a group that I have a 457?401a plan.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-28
S63 Uniform Securities Agent State Law Examination 2006-06-16
  • S65 Uniform Investment Adviser Law Examination
    2007-08-28
  • S63 Uniform Securities Agent State Law Examination
    2006-06-16
Other Names
  • Lee Barnard

View on SEC IAPD

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