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William Curtis Loomis

LPl Financial LLC

Harrisonburg, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-21
VA RA APPROVED 2025-04-21
  • TX RA
    APPROVED_RES
    Since 2025-04-21
  • VA RA
    APPROVED
    Since 2025-04-21

Branch Locations

1954 Evelyn Byrd Avenue, Harrisonburg, VA 22801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
L.M. Kohn & Company Cincinnati OH 07/2010 04/2025
Lpl Financial Llc Harrisonburg VA 04/2025 Present
  • 07/2010 → 04/2025
    L.M. Kohn & Company
    Cincinnati, OH
  • 04/2025 → Present
    Harrisonburg, VA
Previous Registrations
  • 2010-07-09 → 2025-04-21
    L.M. Kohn & Company
    Cincinnati, OH
    Harrisonburg, VA
    Cincinnati, OH
  • 2002-04-24 → 2010-07-28
    Harrisonburg, VA
    Harrisonburg, VA
Other Businesses

1- 03/2025 / Loomis Wealth Management / DBA for LPL Business (entity for LPL business) / Inv Rltd / at location 2- 03/2025 / William Loomis IV / Notary / Investment Related / 1 hrs mnth / 1 hrs during trading / start 03/31/2018

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-02
  • S66 Uniform Combined State Law Examination
    2001-02-02

View on SEC IAPD

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