John Douglas Warren

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Robert W. Baird & Co. Incorporated
  Yakima, WA

Previous Registrations

• 2009-08-14 → 2014-11-07
  Mcadams Wright Ragen, Inc.
  Yakima, WA
• 2009-06-01 → 2009-09-04
  Morgan Stanley
  Yakima, WA
• 2006-12-01 → 2009-06-01
  Citigroup Global Markets Inc.
  Yakima, WA
• 2005-09-16 → 2006-12-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Yakima, WA
  Kennewick, WA
  Yakima, WA
• 2003-03-25 → 2005-09-19
  Sunset Financial Services, Inc.
  Hermiston, OR

Other Businesses

Name/Address: JDAH VENTURES LLC, 2104 S 96th Ave, Yakima, WA 98903 Start Date: 4/8/2026 Hours Spent: 0-3 per month; During Trading Hours: 0-3 Role/Responsibility: Owner Not Investment Related

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-03-24
• S63 Uniform Securities Agent State Law Examination
  2000-06-15

Other Names

• Doug Warren