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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-04-19 |
Branch Locations
331 S Main Street Po Box 190, Smiths Grove, KY 42171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rrd Financial Services | Smiths Grove | KY | 01/2002 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 04/2024 | Present |
| Vincent Group Inc. | Smiths Grove | KY | 07/2008 | Present |
| Vincent Group Financial Services | Smiths Grove | KY | 10/2022 | Present |
1) RRD FINANCIAL SERVICES INC; NOT INVESTMENT RELATED; PO BOX 50453 BOWLING GREEN, KY 42102; RETAIL INCOME TAX PREPARATION; VICE PRESIDENT; JANUARY 2002; 2HRS/MO; 0HRS/MO DURING TRADING HOURS. LONG TERM PLANNING. 2) VINCENT GROUP INC; NOT INVESTMENT RELATED; 331 S MAIN ST SMITHS GROVE, KY 42171; TAX & ACCOUNTING/INSURANCE & ANNUITY SALES; PRESIDENT/CEO; 7/2008; APPROX 200 HRS/MO; APPROX 110 HRS/MO DURING SECURITIES TRADING HOURS. MEET WITH CLIENTS, BUDGET & STRATEGIC PLANNING, MANAGE STAFF. 3) BIG ERNIE'S FIREWORKS LLC; NOT INVESTMENT RELATED; 306 S MAIN STREET SMITHS GROVE, KY 42171; RETAIL SALES; PARTNER; 1HR/MO; 0HRS/MO DURING TRADING HOURS. ORDERING, BUDGETING AND SALES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-17 |
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