Robert Dale Vincent

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → Present
  Rrd Financial Services
  Smiths Grove, KY
• 04/2024 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 07/2008 → Present
  Vincent Group Inc.
  Smiths Grove, KY
• 10/2022 → Present
  Vincent Group Financial Services
  Smiths Grove, KY

Other Businesses

1) RRD FINANCIAL SERVICES INC; NOT INVESTMENT RELATED; PO BOX 50453 BOWLING GREEN, KY 42102; RETAIL INCOME TAX PREPARATION; VICE PRESIDENT; JANUARY 2002; 2HRS/MO; 0HRS/MO DURING TRADING HOURS. LONG TERM PLANNING. 2) VINCENT GROUP INC; NOT INVESTMENT RELATED; 331 S MAIN ST SMITHS GROVE, KY 42171; TAX & ACCOUNTING/INSURANCE & ANNUITY SALES; PRESIDENT/CEO; 7/2008; APPROX 200 HRS/MO; APPROX 110 HRS/MO DURING SECURITIES TRADING HOURS. MEET WITH CLIENTS, BUDGET & STRATEGIC PLANNING, MANAGE STAFF. 3) BIG ERNIE'S FIREWORKS LLC; NOT INVESTMENT RELATED; 306 S MAIN STREET SMITHS GROVE, KY 42171; RETAIL SALES; PARTNER; 1HR/MO; 0HRS/MO DURING TRADING HOURS. ORDERING, BUDGETING AND SALES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-12-08
• S63 Uniform Securities Agent State Law Examination
  2000-11-17

Other Names

• Robert D Vincent