Tony Edward Witty

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Bowling Green, KY
• 11/2016 → 10/2020
  Wells Fargo Clearing Services, Llc
  Bowling Green, KY
• 10/2020 → Present
  Stifel Nicolaus & Co Inc
  Bowling Green, KY

Previous Registrations

• 2008-01-01 → 2020-10-26
  Wells Fargo Clearing Services, Llc
  Bowling Green, KY
  Bowling Green, KY
• 2003-10-28 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Bowling Green, KY
  Bowling Green, KY
  St. Louis, MO

Other Businesses

1. Rental Properties; 711 Cottonwood Drive, Bowling Green, KY 42103; Renting houses to tenants; Co-owner with spouse; Manage personally owned properties; 06/30/2008; 8 Hours per Month; Not During Securities Trading Hours; Investment-Related. 2. CHC FOUNDATION DBA MED CENTER HEALTH FOUNDATION; INV. RELATED; BOWLING GREEN, KY; INVESTMENT COMMITTEE MEMBER; START DATE 1/2019; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS AND REVIEW INVESTMENT PORTFOLIO. 3. Commonwealth Health Corp DBA/MedCenter Health; 800 Park Street, Bowling Green, KY 42101; Hospitals and health care; Director; Attend Board meetings, discuss and set policies, review operations; 11/05/2020; 4 Hours per Month; Not During Securities Trading Hours; Investment-Related. 4. Commonwealth Health Foundation/dba MedCenter Health Foundation; 800 Park Street, Bowling Green, KY 42101; Fundraising arm for Medcenter Health's charitable initiatives; Member of the Board of Directors; Attend meetings, discuss and set policies, review operations; 12/10/2011; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 5. The Salvation Army; 400 W Main AVe, Bowling Green, KY 42101; Charity for homeless and low income residents of our community; Local Bowling Green, KY Advisory Board; 12/01/2019; 2 Hours per Month; During securities trading hours; Not Investment-Related. 6. Bowling Green Area Chamber of Commerce; 710 College Street Bowling Green KY 42101; Economic development; Ambassador; Welcome new partners. Helping partners connect; 10/01/2000; 2.00hr/week; During Securities Trading Hours; Not Investment-Related. 7. Trust Health Group, LLC, a wholly owned subsidiary of Commonwealth Health Corporation; 800 Park Street; Bowling Green KY 42101; Captive Insurance for healthcare system; Member of board of managers; The LLC will be managed by the Board of Managers. The duties are the same as a director on a board of directors for a corporation- general oversight and management of the entity; 04/15/2024; 2.00hrs/month; Not During Securities Trading Hours; Not Investment-Related. 8. Salvation Army; 401 West Main Street Bowling Green KY 42101; Non profit providing assistance to economically disadvantaged and homeless population; Chairman of the local Advisory Board; Head up monthly advisory board meetings and communicate info concerning meetings to advisory board members. I am currently an Advisory Board member since 2019; 10/01/2024; 4 hours per month; during securities trading hours; Not Investment-Related

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-01-17

Other Names

• Tony Edward Wity