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Steven James Dilling

Wells Fargo Clearing Services, LLC

Fond Du Lac, WI

CRD 3268136

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-04
WI RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2020-04-04
  • WI RA
    APPROVED
    Since 2008-01-01

Branch Locations

101 Camelot Dr Ste 2A, Fond Du Lac, WI 54935 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fond Du Lac WI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fond Du Lac WI 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-20
  • S63 Uniform Securities Agent State Law Examination
    1999-09-20
Other Names
  • Steven J Dilling

View on SEC IAPD

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Nearby Investors

CARL HUGH RICKMEIER
CARL JOHN HELLEBERG
JOHN ARMAND WELSCH

Nearby Offices

RBC CAPITAL MARKETS, LLC · Fond Du Lac, WI
U.S. BANCORP ADVISORS, LLC · Fond du Lac, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fond Du Lac, WI

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