Samuel R Gullette

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Clackamas, OR
• 05/2017 → Present
  Weststar Financial Group, Llc
  Clackamas, OR
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2021 → Present
  Weststar Prosperity Partners
  Issaquah, WA
• 07/2021 → Present
  Weststar Prosperity Group
  Clackamas, OR
• 01/2012 → Present
  Samuel R. Gullette
  Issaquah, WA
• 03/2011 → Present
  Nga, Llc
  Issaquah, WA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-08-24 → 2021-06-09
  Voya Financial Advisors, Inc.
  Bellevue, WA
  Bellevue, WA
  Clackamas, OR
  Bellevue, WA
  Windsor, CT
• 2002-04-25 → 2010-08-17
  Equitable Advisors, Llc
  Bellevue, WA
  Bellevue, WA

Other Businesses

1. NAME OF OTHER BUSINESS: SAMUEL R. GULLETTE, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC; START DATE: 6/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: LLC SET UP FOR COMMISSIONS; 2. NAME OF OTHER BUSINESS: NGA, LLC INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC; START DATE: 6/2021 POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: LLC IS A HOLDING COMPANY FOR EXPENSE MANAGEMENT; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2022; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, & LONG TERM CARE; 4. NAME OF OTHER BUSINESS: WESTSTAR FINANCIAL GROUP, LLC, DBA WESTSTAR PROSPERITY GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: STRATEGIC PLANNING FOR GROWTH OF THE OPERATION;SALE AND SERVICE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS; 5. NAME OF OTHER BUSINESS: WESTSTAR PROSPERITY PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 6/2021 POSITION/TITLE/RELATIONSHIP: CREATOR, MANAGER, OWNER APX NUMBER OF HOURS PER WEEK: 25 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: CREATOR, MANAGER, OWNER| 6. NAME OF OTHER BUSINESS: SGEA, LLC; INVESTMENT RELATED: NO; ADDRESS: 22500 SE 64TH PL ISSAQUAH, WA 98027; NATURE OF BUSINESS: DBA FOR EXPENSES; START DATE: 5/2022; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER ; APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: EMPLOY STAFF, HOLD A LEASE, PAY UTILITIES AND OTHER OFFICE BILLS; 7. NAME OF OTHER BUSINESS: GULLETTE HOLDINGS, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FAMILY HOLDING CO; START DATE: 12/2010; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: STRATEGIZE AND REVIEW REAL ESTATE AND SECURITIES HOLDINGS; 8. NAME OF OTHER BUSINESS: EASTLAKE LACROSSE; INVESTMENT RELATED: NO; ADDRESS: 704 228TH AVE NE, #544, SAMMAMISH, WA 98074; NATURE OF BUSINESS: LACROSSE SPORTS PROGRAM; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: BOYS VP; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: LOGISTICAL PLANNING, SUPPORTING AND OVERSEEING COACHES, BUILDING AND MANAGING RELATIONSHIPS WITH THE HIGH SCHOOL AND YOUTH PROGRAMS, RECRUITING PARENT VOLUNTEERS, GROWING THE SPORT IN OUR COMMUNITY;

Exams

• S66 Uniform Combined State Law Examination
  2000-12-26

Designations

• Certified Financial Planner