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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
500 West Jefferson St., Louisville, KY 40202 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Llc | Louisville | KY | 01/2016 | 10/2019 |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | Present |
Name/Address: KMAC 715 W. Main Street Louisville KY 40202 Start date: 08/2016 Hours spent: 0-2 hours/month Hours spent during trading hours: 0-1 hours/month Role/Responsibility: Finance Committee Investment-related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-01 |
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