Gregory W Middleton

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2000 → 10/2019
  Merrill Lynch
  Louisville, KY
• 05/2011 → 10/2019
  Bank Of America, N.A.
  Louisville, KY
• 09/2019 → Present
  Raymond James & Associates
  Louisville, KY

Previous Registrations

• 2001-05-31 → 2019-10-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Louisville, KY
  Louisville, KY

Other Businesses

(1) Name of Business: Middleton Properties, LLC Address: 6217 Innes Trace Rd, Louisville, KY, 40222, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of rental property

Exams

• S66 Uniform Combined State Law Examination
  2000-12-28